0001542558-14-000001.txt : 20140218
0001542558-14-000001.hdr.sgml : 20140217
20140218121904
ACCESSION NUMBER: 0001542558-14-000001
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140218
DATE AS OF CHANGE: 20140218
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ETHANEX ENERGY, INC.
CENTRAL INDEX KEY: 0001343611
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-82332
FILM NUMBER: 14621248
BUSINESS ADDRESS:
STREET 1: 14500 PARALLEL ROAD
STREET 2: SUITE A
CITY: BASEHOR
STATE: KS
ZIP: 66007
BUSINESS PHONE: 913-724-4106
MAIL ADDRESS:
STREET 1: 14500 PARALLEL ROAD
STREET 2: SUITE A
CITY: BASEHOR
STATE: KS
ZIP: 66007
FORMER COMPANY:
FORMER CONFORMED NAME: New Inverness Explorations, Inc.
DATE OF NAME CHANGE: 20051107
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Braziel Thomas Ricks
CENTRAL INDEX KEY: 0001542558
FILING VALUES:
FORM TYPE: SC 13G/A
MAIL ADDRESS:
STREET 1: 211 EAST 70TH STREET
STREET 2: APT 10F
CITY: NEW YORK
STATE: NY
ZIP: 10021
SC 13G/A
1
ethanex13ga1.txt
ETHANEX13GA1.TXT
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT N0. 1)
Ethanex Energy Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
297612202
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
|X| Rule 13d-1(b)
|_| Rule 13d-1(c)
|_| Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act
(however, see the Notes).
CUSIP No. 297612202
1.) Name Of Reporting Persons:
BE Capital Management Fund LP
BE Capital Partners LLC GEN PTR
Thomas Braziel, Managing Partner
David Earls, Managing Partner
S.S. or I.R.S. Identification No. of Above Persons (Entities Only):
BE Capital Management Fund LP: 45-5590835
BE Capital Partners LLC GEN PTR: 32-0381195
2.) Check The Appropriate Box If A Member Of A Group (See Instructions):
(a) |_|
(b) |_|
3.) SEC Use Only:
4.) Citizenship Or Place Of Organization:
BE Capital Management LP is a Delaware limited partnership
BE Capital Partners LLC is a Delaware limited liability company
Thomas Braziel is a United States citizen
David Earls is a United States citizen
Number of Shares Beneficially Owned By Each Reporting Person:
5.) Sole Voting Power:
Thomas Braziel - 723,390
6.) Shared Voting Power:
BE Capital Management Fund LP - 1,385,200
BE Capital Partners LLC GEN PTR - 1,385,200
Thomas Braziel, Managing Partner - 1,385,200
David Earls, Managing Partner - 1,385,200
7.) Sole Dispositive Power:
Thomas Braziel - 723,390
8.) Shared Dispositive Power:
BE Capital Management Fund LP - 1,385,200
BE Capital Partners LLC GEN PTR - 1,385,200
Thomas Braziel, Managing Partner - 1,385,200
David Earls, Managing Partner - 1,385,200
9.) Aggregate Amount Beneficially Owned By Each Reporting Person
BE Capital Management Fund LP - 1,385,200
BE Capital Partners LLC GEN PTR - 1,385,200
Thomas Braziel, Managing Partner - 2,108,590
David Earls, Managing Partner - 1,385,200
10.) Check If The Aggregate Amount In Row(9) Excludes Certain Shares[ ]
11.) Percent Of Class Represented By Amount In Row 9:
BE Capital Management Fund LP - 21.45%
BE Capital Partners LLC GEN PTR - 21.45%
Thomas Braziel, Managing Partner - 32.65%
David Earls, Managing Partner - 21.45%
12.) Type Of Reporting Person (See Instructions):
BE Capital Management Fund LP - PN
BE Capital Partners LLC GEN PTR - OO
Thomas Braziel, Managing Partner - IN
David Earls, Managing Partner - IN
Item 1:
(a.) Name of Issuer:
Ethanex Energy Inc.
(b) Address of Issuer's Principal Executive Offices:
14500 Parallel Road
Suite A
Basehor, KS 66007
Item 2:
(a) Name of Person Filing:
BE Capital Management Fund LP
BE Capital Partners LLC GEN PTR
Thomas Braziel, Managing Partner
David Earls, Managing Partner
(b) Address of Principal Business Office or, if None, Residence:
733 3rd Avenue
15th Floor
New York, NY 10017
(c) Citizenship:
United States
(d) Title of Class of Securities:
Common Shares
(e) CUSIP Number:
297612202
Item 3: If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b)
or (c), check whether the person filing is a:
(a)|_|Broker or dealer registered under Section 15 of the Act.
(b)|_|Bank as defined in Section 3(a)(6) of the Act.
(c)|_|Insurance company as defined in Section 3(a)(19) of the Act.
(d)|_|Investment company registered under Section 8 of the Investment
Company Act.
(e)|X|An investment adviser in accordance with Rule 13d-1(b)(1) (ii)(E);
(f)|_|An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
(g)|_|A parent holding company, in accordance with Rule 13d-1(b)(ii)(G);
(h)|_|A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act;
(i)|_|A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of 1940;
(j)|_|Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4. Ownership: Provide the following information regarding the aggregate
number and percentage of the class of securities identified in Item 1.
(a) Amount beneficially owned:
2,108,590 shares, including (i) 1,385,200 shares held by BE Capital Management
Fund LP, and (ii) 723,390 shares held by Thomas Braziel personally.
(b) Percent of Class:
32.65%
(c)Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
Thomas Braziel - 723,390
(ii) Shared power to vote or to direct the vote:
BE Capital Management Fund LP - 1,385,200
BE Capital Partners LLC GEN PTR - 1,385,200
Thomas Braziel, Managing Partner - 1,385,200
David Earls, Managing Partner - 1,385,200
(iii) Sole power to dispose or to direct the disposition of:
Thomas Braziel - 723,390
(iv)Shared power to dispose or to direct the disposition of:
BE Capital Management Fund LP - 1,385,200
BE Capital Partners LLC GEN PTR - 1,385,200
Thomas Braziel, Managing Partner - 1,385,200
David Earls, Managing Partner - 1,385,200
Item 5.
Ownership of Five Percent or Less of a Class:
If the statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following [ ]
Item 6.
Ownership of More than Five Percent on Behalf of Another Person:
Not applicable
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security
Being Reported on by the Parent Holding Company:
Not applicable
Item 8.
Identification and Classification of Members of the Group:
Not applicable
Item 9.
Notice of Dissolution of Group:
Not applicable
Item 10.
Certification:
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE:
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
February 15, 2014
(Date)
/s/ Thomas Braziel
(Signature)
Name: Thomas Braziel
Title: Managing Partner of BE Capital Partners LLC
/s/ David Earls
(Signature)
Name: David Earls
Title: Managing Partner of BE Capital Partners LLC